Personal Independence Inquiries– Officer (Regulatory Compliance) (K-JESS)

Are you a strong leader with excellent communication and organizational skills, an extraordinary team-oriented person, who is tech-savvy with a great eye for details? If yes, this job is for you! Read on!

***Only applications submitted via the link for the respective roles will be considered.***

JOB SUMMARY: 

The JESS RM Personal Independence resources are responsible for performing various tasks in accordance with standard operating procedures provided by the Clients’ RM Personal Independence team including, but not limited to Hypercare Preparation and Follow up, Broker Import Tasks, Scheduling, Managing the Hypercare Mailbox, Account Statement and Questionnaire Reviews.
The JESS Officer reports primarily to the JESS RMPI Assistant Manager but will also take direction from other JESS Senior Officers and Senior Specialists Client team members who are accountable for supported work.

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JOB RESPONSIBILITIES

- Provide field professionals an introductory understanding and guidance of the applicable professional         independence standards or routine matters involving professional standards or firm policy
- Perform basic independence technical research to contribute to the technical guidance and execution of tasks
- Resolve customer inquiries, including sending meeting requests and emails via Outlook, and making telephone calls


EDUCATION/EXPERIENCE
- Bachelor’s degree in the Business field from an accredited college or university with 2+ years of work experience in a public accounting firm, a plus
-Independence compliance rules and regulation knowledge, a plus
-Accounting/Finance Knowledge, a plus

Is this job for you?

If YES, please view the Job Description and APPLY on our job webpage immediately below:

Personal Independence Inquiries– Officer (Regulatory Compliance)

(APPLY HERE) 

Learn more about JESS here: K-JESS Homepage    

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