Compliance Officer (Nominated Officer)

Anti-Money Laundering

Summary:
The Nominated Officer (AML) is responsible for overseeing the development and implementation of the company's anti-money laundering (AML) program. This includes developing and maintaining AML policies and procedures, conducting AML risk assessments, and monitoring the company's transactions for suspicious activity. The Nominated Officer (AML) also serves as the company's primary contact with regulators on AML matters.

The role of Nominated Officer may be subsumed in other non-operational administrative functions.

Essential Duties and Responsibilities:
• Develop and maintain the company's AML policies and procedures in accordance with applicable laws and regulations.
• Conduct AML risk assessments to identify and assess the company's AML risks.
• Monitor the company's transactions for suspicious activity and report any such activity to FID.
• Train and educate the company's employees on AML matters.
• Serve as the company's primary contact with regulators on AML matters.
• Keep up-to-date with the latest AML laws and regulations.

Qualifications
• Bachelor's degree in finance, accounting, or a related field.
• 3+ Years of managerial experience in a financial institution.
• Strong knowledge of AML laws and regulations.
• Excellent analytical and problem-solving skills.
• Ability to work independently and as part of a team.
• Excellent communication and interpersonal skills